Just as America is widely regarded as the world’s
immigrant nation, New York City is America’s immigrant city. In the 1980s,
the U.S. has experienced the largest absolute levels of legal immigrants
since the first decade of the century - about 7.4 million. The official
number of legal immigrants per thousand of the U.S. population rose from
1.7 - 2.0 in the 1960s and 1970s to 2.5 in the mid 1980s to 3.5 in 1996
(Ehrenberg and Smith, 2000, table 10.4). Most have settled in a handful
of cities. Just ten metropolitan areas accounted for two-thirds of all
immigrants between 1985 and 1990. Even more striking, almost 40 percent
of all immigrants in this five year period located in just two metropolises,
Los Angeles and New York. In 2000, more than one in every three New Yorkers
was born abroad.
New York City’s economic and cultural preeminence
is unquestionably attributable to the size and diversity of its population,
a reflection of the political openness, social networks, and economic opportunities
that have attracted immigrants from nearly every nation on the planet.
By the late 1990s, the largest numbers of newcomers were from the former
Soviet Union (Russian speakers), the Dominican Republic, Mexico and Columbia
(Spanish speakers), China (Mandarin mainly), Jamaica (English), and Haiti
(French). This extraordinary diversity can be seen on nearly every street,
construction site, school and office in the city. It was also seen, tragically,
in the September 11th attack, in which individuals from some 80 (50?) nations
lost their lives.
But this vast experiment in globalism has not gone uncontested. There
has been a growing concern over the changing composition of immigrants,
from European to relatively poorly educated Asian and Hispanic immigrants
who are perceived to burden the public budget, compete with the most
disadvantaged native-born in the labor market, and now, threaten U.S. with
terrorism. Immigration and welfare reform legislation was passed in the
mid 1990s with the intention of limiting access of noncitizens to a variety
of social programs and a wide variety of proposals are now being considered
to enhance domestic security by tightening the borders making it more difficult
to remain in the country “out of status.”
As for labor market effects, while earlier studies
failed to find much in the way of negative effects, there is increasing
evidence that, indeed, less educated African-Americans have not shared
commensurately in the benefits of rising immigration, and some studies
have found negative effects of immigrants on African-American wages and
employment opportunities (Smith and Edmonson, 1997; Hamermesh and Bean,
1998; Howell and Mueller, 2001). This is certainly what economists would
expect if there is any overlap in immigrant and native-born job markets,
particularly in a period in which labor market shelters have been dismantled
(declining membership and power of unions; declining real value of the
legal minimum wage, and declining share of less-skilled employment opportunities
in regulated and public sector jobs). As the nation slips into a
recession and perhaps an extended period of slow growth, these negative
labor market effects can be expected to worsen, making immigrant workers
less welcome than in the roaring 1990s. Tighter eligibility for public
services, tighter enforcement of the immigration laws, and economic slowdown
are all likely to take a heavy toll on many immigrant communities.
This book is concerned with immigrant incorporation
in New York City in the 1990s, a period - in retrospect - of unparalleled
opportunity for less-skilled newcomers. As such, it provides a kind of
baseline from which to judge developments in the early years of this new
century and aims to help point to the most useful directions for future
research. The papers in this volume were written as part of a project
on the public policy implications of the new immigration to New York City,
funded by the Henry Luce Foundation and administered by the New School
University's International Center for Migration, Ethnicity and Citizenship
(ICMEC). The project was designed to document and better understand
some key dimensions of this new immigration, with a focus on processes
of immigrant incorporation, changes in immigrant well-being, and effects
on metropolitan area institutions and non-immigrant populations.
Even limited to the current period for a single
metropolitan area, the scope of the topic was still far too broad
for a comprehensive treatment in a single volume. Other recent books on
current immigration to New York City have narrowed the focus to particular
demographic groups. For example, Waldinger’s Still the Promised City (1996)
explored the implications of immigration for African-Americans to New York
City in the postwar period, particularly in the labor market. Nancy Foner’s
recent edited volume, Islands in the City: West Indian Migration to New
York (2001), examined a single immigrant ethnic group. Cordero-Guzman,
Grosfoguel, and Smith’s (2001) Migration, Transnationalization, and Race
in a Changing New York focuses on transnational processes and the incorporation
of selected national groups.
Our strategy has been different. The papers in this
book examine a few key dimensions of the regional political economy crucial
for immigrant incorporation and immigrant and native-born well-being: the
labor market; public benefits programs and welfare reform; health care
and health outcomes; and educational access and performance. Rather than
looking for broad overviews of each of these areas, the project aimed to
advance public understanding by taking advantage of the particular expertise
of each of the authors. While this approach required some sacrifice in
comprehensiveness, it seemed the most appropriate for advancing the project’s
main goal of producing important new policy-relevant knowledge. Our ultimate
objective was to produce a set of scholarly but widely accessible and policy-relevant
essays focused on those current policy debates closely linked to the rapid
increase of less-skilled immigrants in the metropolitan area.
A Demographic Overview
According to the Immigration and Naturalization
Service, throughout the 1990s about 115,000 newcomers chose to settle in
New York City each year, about 15 percent of all immigrants to the United
States (NYC Department of City Planning, 1999, p. 2). Table 1 provides
a glimpse of the metropolitan population they were joining. The data describe
the share of the total population, the age distribution, educational levels
and labor force status of demographic groups defined by race, ethnicity,
and nativity in the metropolitan area in 2000.
The first column shows that slightly less than two-thirds
(64%) of the residents of the metropolitan area were born in the United
States. About two-thirds of these native-born New Yorkers were non-Hispanic
whites. The native-born who identified themselves as Hispanic were 7.4
percent of the metropolitan area and about two-thirds (5.7%) of these were
from Puerto Rico. African-Americans (defined here as native-born non-Hispanic
blacks) accounted for 12.6% of all residents, nearly the same share
of the metropolitan population as foreign-born Hispanics (11.5%). One-quarter
(24.9%) of all residents of the metropolitan can be considered recent immigrants,
having arrived since 1980.
While the Dominican Republic has been a leading
sending country since the 1980's, Mexico and Columbia moved rapidly to
the top of the list in the late 1990s. Indeed, from hardly any measured
population in the mid 1990s, Mexicans are now as the second largest immigrant
group, at 2.1% of all metropolitan area residents. To give an idea how
rapidly the Mexican population has grown, our data show Mexicans at 1.5%
of the total just a year earlier, in 1999. The other nations in the top
six were Jamaica, China and Haiti. Russia does not appear in this table,
but made the sixth spot in 1999 (1.5% of the total).
Columns 2-4 present figures on the distribution of the population into
three age groups (under 20, 20-59, and over 59).
Comparing rows for total native- and foreign-born we find that New Yorkers
born in the U.S. are both younger and older than their foreign-born counterparts.
Whereas about 8 percent of the native-born are under age 20 and almost
21.7 percent are over age 59, the foreign-born figures are 5 and 17.6 percent.
As a result, the share of the population that is prime working age (20-59)
is substantially higher for immigrants (77.3% vs 70.4%). This is significant
for social policy since working age people tend to pay the bulk of
taxes and children and older people are the main beneficiaries of our publicly
funded social programs. The difference in the age distributions for the
native- and foreign-born would be even greater but for two outliers: the
high concentration of children in the Mexico population (16.9%) and the
high share of older people in the foreign-born white group (29%). By way
of contrast, among the Hispanic foreign-born, the share in the oldest
group was less than half as large as the white foreign-born (13.7%).
Educational attainment plays a key role in the way
newcomers become incorporated into the larger community, helping to determine,
among other things, job and housing opportunities, levels of income,
access to health care, and eligibility for social programs. Column 5 shows
dramatic differences in the share of each demographic group in the 20-59
age group with low education levels (defined as a high school degree or
less). Not surprisingly, the native-born have much lower shares of those
with low education levels: 36 percent of prime age people had just a high
school degree or less compared to over 55 percent for the foreign-born.
Interestingly, this figure for the foreign-born was nearly identical to
that for recent immigrants (57%). The relatively good performance
of the native-born was driven by non-Hispanic whites (27.8%), while higher
foreign-born figure was due in large part to Hispanic immigrants, nearly
three-quarters (72.3%) of whom have no more than a high school degree.
Among the largest sending nations, Mexicans are by far the least well educated
(84.8%). It should be noted that foreign-born blacks do about as well as
African-Americans (50.9%), and Haitians are much less likely to have low
education than the other leading sending nations (47.4%). By this measure,
the most well-educated group, whether native- or foreign-born, were Asians.
These educational attainment results were confirmed by similar tabulations
for 1999.
The last three columns present information on labor
market activity for 20-59 year olds for 2000. At the top of the activity
rankings are native-born whites and Asians, of whom 78-79 percent were
employed. Slightly below were all the all the foreign-born groups (72-76%).
Native-born black and Hispanic groups show much lower employment rates
(64-65%), but lower still were Puerto Ricans (60.7%; the figure for
1999 was 61.9%). Nearly 35 percent of Puerto Ricans between 20 and 59 years
old were not in the labor force. This compares to under 30 percent for
native-born blacks, 20-21 percent for foreign-born blacks and Hispanics,
16 percent for Jamaicans, and just 8 percent for Haitians.
Female labor force participation rates appear in
the last column. Puerto Rican women are among the least likely to have
a job or look for work (55.7%), almost 10 percentage points below the Hispanic
foreign-born figure (64.4%). Also quite low were the Asian foreign-born
rate (59.8) and well above the figure for Mexican women (48.5%). It is
likely that the low Asian female participation rate reflects the failure
to account in the official statistics for underground economy employment,
which by anecdotal accounts appears to be quite substantial. At the other
end of the spectrum, the participation rate for foreign-born black women
is nearly 75 percent, and it far higher still for Jamaican women (89%).
This reflects in part the concentration of these women in the health care
sector (see Lynn McCormack’s paper in this volume) and in household services
(as nannies, for example).
After a decade-long economic boom and three years
after the implementation of welfare reform, these data show that in 2000
there remained vast differences in employment and labor force participation
rates across demographic groups. The Howell and Gester paper explores in
substantial detail recent changes in the employment and earnings outcomes
for these groups. Together, the differences in labor market participation
shown in Table 1 and the employment outcomes documented by Howell and Gester
have direct implications for the adequacy of family incomes. The topics
covered in the remaining essays are all impacted by these labor market
outcomes: who has and will be affected by welfare reform (Chernick and
Reimers; Kaestner and Kaushal); the causes of poor health outcomes and
who gets access to health care (Joyce; Fahs and Muennig) and who gets In
1910, two of every five New Yorkers was foreign-born; in 2000, more than
one in every three was born abroad. to go to which schools and how well
they do in them (Gershberg and Schwartz, Bailey and Weininger, and Mollenkopf
et.al.).
The Organization of the Book
After an essay by Nancy Foner on the historical
context, the essays in this volume are organized into three groups, each
with four essays: 1) Demographic Shifts and Labor Market Outcomes; 2) Education:
Access, Resources and Performance; and 4) Public Benefits, Welfare Reform,
and Health Outcomes.
Nancy Foner begins the volume with an historical
perspective in which she challenges the widespread tendency to view the
current immigrant wave unfavorably in comparison to a romanticized vision
of turn-of-the-century immigrants. Focusing on immigrant “quality,” racial
differences, and educational outcomes at the beginning and end of the last
century, Foner brings out the way the contemporary immigration recapitulates
some of the early twentieth century experiences of Italians and Jews but
also the ways that it is genuinely novel. For example, like the earlier
episode, immigrants tend to have low levels of education, but she points
out that a substantial share of the recent immigrant wave were highly educated
and took professional and managerial jobs, a pattern that certainly did
not characterize Jews and Italians a centruy ago. Her essay underscores
the importance of keeping in mind the substantial differences in the economic,
social, and political context faced by each immigrant wave.
In the first essay in Part II, Howell and
Gester then describe this demographic transformation in terms of labor
market outcomes. They find an increasingly polarized job quality
structure - a declining middle, as the share of employment grows in both
the bottom (worst) and top (best) job tiers. Another key finding is demographic
polarization, with black and Hispanic immigrants increasingly concentrated
in the bottom tier and white native-born workers increasingly located in
the top tier. They also find sharply declining earnings for white, black
and Hispanic immigrants relative to the white native-born and substantial
increases in overall earnings inequality, whether or not recent immigrants
are included.
Has this dramatic increase in the presence of immigrants
in the New York metropolitan labor market helped push the native-born out
of the area? Kathy Hempstead examines the relationship between the
growing presence of the foreign born and the mobility patterns of the native-born
in New York City. Her results lend support to those who have found that
immigrants do not appear to cause native-born outmigration from the entire
labor market, but she also finds that rising shares of immigrants are associated
with moves of the native born within the city (among boroughs), a finding
consistent with those who have found immigrant effects on native born mobility.
Rather than fleeing to new labor markets, Hempstead’s results suggest that
some native-born relocations within the metropolitan area may reflect a
preference for residential segregation.
Two case studies follow. Focusing on nurse aides
in New York City’s health care industry, Lynn McCormick finds both skill
upgrading and job quality downgrading. As the industry has restructured
to cope with cost containment realities, there have been substantial consequences
for who gets which jobs, upsetting conventional views of the nature of
job ladders and ethnic niches. Tarry Hum shifts the focus to labor market
outcomes for immigrants in a particular community - Sunset Park in Brooklyn.
She concludes that the revitalization of the area has been largely dependent
on local, small, highly competitive businesses that employ immigrants in
insecure jobs that pay poverty-level wages. A central theme of this part
of the volume is that as New York’s economy took off in the 1990s, immigrants
became an increasing presence throughout the job structure, but the quality
of job opportunities for immigrants declined, suggesting that addressing
the low wage problem ought to be a top policy priority.
Although it may take a generation or more, raising
educational attainment can help lower skill immigrants improve their access
to better jobs and reduce their dependence on public assistance. Immigrants
and public education is the focus of Part III. The first two papers address
issues of enrollment, resource allocation and performance within the New
York City public schools. In the first essay, Alec Gershberg provides and
overview of what New York City, New York State and the Federal government
have been doing to address the needs of immigrant students. Based on qualitative
research, he finds the current approaches too focused on language deficits
and that more attention should be paid to migration-related cultural and
emotional issues faced by students and their families. In a second paper,
Gershberg teams up with Amy Schwartz to “paint a statistical portrait of
the resources and characteristics of the public schools attended by immigrant
students.” Contrasting immigrants and Limited English Proficient
(LEP) students, they note that “the issues and experiences of LEP students
and recent immigrants are different enough that they merit more refined
policy responses,” a data-based conclusion that strongly supports the qualitative
findings of the first paper.
The remaining two papers in Part IV shift the focus
to the relative performance of immigrants and the children of immigrants
in terms of educational attainment. Tom Bailey and Elliot Weininger examine
the educational outcomes of foreign and native born students in the City
University of New York (CUNY). They find that foreign born students do
remarkably well. While Hispanics and blacks were the most concentrated
in community colleges, they concluded that minority status was less important
than nativity in determining educational achievement. Clearly, CUNY
is continuing to play its historical role of greatly facilitating immigrant
incorporation, but the authors warn that these successes “should not divert
attention from the continued educational problems faced by many native
groups.”
How has the second generation been doing? Drawing
on data from a major on-going project, John Mollenkopf, Philip Kasinitz
and Mary Waters look at educational outcomes for young (18-32) second generation
and (other) native born individuals by race/ethnic group. Even after controlling
for various background characteristics, they find that blacks and Latinos
did the worst (both second generation and other native born), “with the
Chinese second generation a positive outlier and Puerto Rican natives a
negative outlier.”
These papers on immigrants and education in the
New York area suggest that in addition to facing the same hurdles as disadvantaged
native-born students, children with poorly educated parents also face language
and acculturation barriers that need special attention, but also that the
educational performance of immigrants and the second generation appears
to vary sharply across race and ethnicity lines, much like the pattern
of labor market outcomes documented by Howell and Gester in Part II - it
is no surprise to find poor education outcomes for blacks and Hispanics
from disadvantaged backgrounds. The poor showing for Puerto Ricans is striking
and of particular concern. The strong showing for foreign born minorities
in the CUNY system almost surely reflects self-selection and positive family
background effects. Consistent with the findings on health outcomes, these
findings regarding educational performance suggest that it is not necessarily
those from low-skilled immigrant households who are most in need for targeted
policy interventions.
Part IV considers changes in immigrant eligibility
for public benefits, the effects of welfare reform, the consequences of
legislative changes and other factors for immigrant health outcomes, and
the extent to which immigrants impose disproportionate health care costs
on society. Howard Chernick and Cordelia Reimers find that immigrants experienced
greater rates of decline in public benefits than the native-born only in
the case of food stamps. They find no evidence of a “chilling effect” of
welfare reform on noncitizens and conclude that policy choices at the state
and local level have become increasingly important for immigrant access
to public benefits. Robert Kaestner and Neeraj Kaushal investigate the
behavioral responses to welfare reform for native and foreign born women.
They find that federal welfare reform induced women to increase their employment,
that the effects were greater for foreign-born women, and that among the
latter the impacts were largest for recently arriving immigrants. Like
the previous paper, they also find no evidence for the “chilling” hypothesis,
concluding that actual eligibility for benefits is an important determinant
of the behavioral response to welfare reform. These two papers find that
the effects of new legislation on the eligibility of immigrants for public
benefits have been mixed. While immigrants were not as disproportionately
affected by legislative restrictions in the 1990's as many believe, their
labor market participation was particularly responsive to the incentives
embedded in the welfare reform legislation.
Employment opportunities, income and educational
levels, and public benefit programs can have large impacts on health outcomes.
The last two essays examine immigrant health outcomes and their determinants.
Ted Joyce looks at this question with an analysis of the prenatal care
and birth outcomes of foreign born women in New York City. Joyce finds
that although the Medicaid eligibility expansions of the late 1980's significantly
lowered the proportion of births to uninsured, mostly foreign-born women,
it was the waning of the crack epidemic that had the most substantive impact
on birth outcomes - mainly by improving outcomes among the native-born.
Despite some expansionary legislative changes (increasing Medicaid eligibility),
behavioral and social factors appear to play the main roles in the relatively
positive health outcomes experienced by immigrants.
Marianne Fahs and Peter Meunnig address the broader
question of immigrant health care utilization and health status in New
York City. They find that the foreign born have lower mortality rates than
native-born (and Puerto-Rican) New Yorkers, that the foreign born are much
less likely to be hospitalized for most major categories of illness, and
consequently, that the relative cost of providing health care to New York
City’s immigrants is lower than for the comparable native-born population.
No support is found for the view that immigrants disproportionately drain
resources from the health care system.
Through the examination of demographic and labor
market trends, the opportunities and performance of immigrants in the educational
system, and the implications of recent legislative changes on health and
well-being in New York City, the essays in this volume help to provide
a better understanding of immigrant incorporation at the end of the 20th
century. We are at the beginning of a new decade in which economic and
security concerns are likely to disproportionately affect recent immigrants.
It is our hope that, these studies can help researchers better design and
policymakers better craft appropriate public responses that can benefit
all our communities.